Author: Gert G. Harigel

  • Chemical and Biological Weapons: Use in Warfare, Impact on Society and Environment

    1. Introduction

    Since the end of World War II there has been a number of treaties dealing with the limitations, reductions, and elimination of so-called weapons of mass destruction and/or their transport systems (generally called delivery systems). Some of the treaties are bilateral, others multilateral, or in rare cases universal. In the present paper only the chemical and biological weapons will be discussed, with emphasis on the Convention to eliminate them (CBWC).

    The term “Weapons of Mass Destruction” (WMD), used to encompass nuclear (NW), biological (BW), and chemical weapons (CW), is misleading, politically dangerous, and cannot be justified on grounds of military efficiency. This had been pointed out previously by the author [1] and discussed in considerable detail in ref. [2]. Whereas protection with various degrees of efficiency is possible against chemical and biological weapons, however inconvenient it might be for military forces on the battlefield and for civilians at home, it is not feasible at all against nuclear weapons. Chemical weapons have shown to be largely ineffective in warfare, biological weapons have never been deployed on any significant scale. Both types should be better designated as weapons of terror against civilians and weapons of intimidation for soldiers. Requirements on their transport system differ vastly from those for nuclear warheads. They are able to cause considerable anxiety, panic, and psychosis without borders within large parts of the population. Stockpiling of biological weapons is not possible over a long time scale [3, 4]. Only nuclear weapons are completely indiscriminate by their explosive power, heat radiation and radioactivity, and only they should therefore be called a weapon of mass destruction.

    However, if one wants to maintain the term “Weapons of Mass Destruction (WMD)“, it is a defendable view to exclude chemical and biological weapons, but put together with nuclear weapons all those that actually has killed millions of people in civil wars since World War II. These are mainly assault rifles, like AK47s, handguns, and land mines, to a lesser extent mortars, fragmentation bombs, and hand grenades.

    This paper gives in Chapter 2 an overview on the history of chemical warfare, addresses in Chapter 3 the inventory of chemical weapons, discusses in Chapter 4 the elimination of chemical weapons and possible problems resulting for the environment (CW), reviews in Chapter 5 some non-lethal chemical weapons and chemical weapons which may be on the borderline to conventional explosives, and describes in Chapter 6 some of the old and new biological weapons (BW). Chapter 7 evaluates and compares the use of biological and chemical weapons by terrorists and by military in combat. The present status and verification procedures for the Chemical and Biological Weapons Convention (CBWC) are addressed in the conclusions in Chapter 8.

    2. Chemical Warfare, Its History [5]

    The Greeks first used sulfur mixtures with pitch resin for producing suffocating fumes in 431 BC during the Trojan War. Attempts to control chemical weapons date back to a 1675 Franco-German accord signed in Strasbourg. Then came the Brussels Convention in 1874 to prohibit the use of poison or poisoned weapons. During the First Hague Peace Appeal in 1899, the Hague Convention elaborated on the Brussels accord by prohibiting the use of projectiles that would diffuse “asphyxiating or deleterious” gases (Laws and Customs of Wars on Land). This Convention was reinforced during the second Hague conference in 1907, but prohibitions were largely ignored during World War I. At the battle of Ypres/Belgium, canisters of chlorine gas were exploded in April 1915 by Germany, which killed 5,000 French troops and injured 15,000. Fritz Haber, a Nobel price winner in 1919 for invention of ammonium fixation, had convinced the German Kaiser to use chlorine gas to end the war quickly. History taught us about a different outcome. During World War I all parties used an estimated 124,000 tons of chemicals in warfare. Mustard gas – “the king of battle gases” – then used on both sides in 1917 killed 91,000 and injured 1.2 million, accounting for 80% of the chemical casualties (death or injury). Chemical weapons caused about 3 percent of the estimated 15 million casualties on the Western Front [3, 6]. To put these numbers into perspective, the total loss of Allied lives was ³ 5 million, of the Central Powers 3.4 million, and the total of all wounded soldiers 21 million. Despite of its intensive use, gas was a military failure in WW I. The inhuman aspect and suffering was soon recognized and the year 1922 saw the establishment of the Washington Treaty, signed by the United States, Japan, France, Italy and Britain. In 1925 the Geneva Protocol for the Prohibition of the use in war of Asphyxiating, Poisonous or Other Gases and Bacteriological Methods of Warfare was signed, and it had been a cornerstone of chemical and biological arms control since then. The Geneva Protocol did neither forbid the stockpiling or the research on chemical weapons.

    Despite the conventions, banning chemical weapons, Italians used them during the war 1935-36 in Ethiopia, the Japanese in China during World War II (1938-42), and they were used also in Yemen (1966-67). Various new chemicals were developed for use in weapons. Sarin, Soman, and VX followed Tabun, the first nerve gas, discovered in 1936.

    During the Vietnam War (1961-1973), the US was accused of using lachrymatory agents and heavy doses of herbicides (defoliants) in much the same manner as chemical weapons. Some international organizations consider Napalm, its trade name, to be a chemical weapon, others put it on equal level with flame throwers, and consequently not falling under any of the articles of the CWC.

    Saddam Hussein used chemical weapons against Iraqi civilians as well as against Iran soldiers between 1980 and 1988. It is estimated that of the approximately 27,000 Iranians exposed to Iraqi mustard gas in that war through March 1987, only 265 died. Over the entire war, Iraqi chemical weapons killed 5,000 Iranians. This constituted less than one percent of the 600,000 Iranians who died from all causes during the war [6].

    The Convention on the Prohibition of the Development, Production, Stockpiling, and Use of Chemical Weapons And on Their Destruction (CWC) [7], entered into force in 1997 after deposit of 65 ratification documents, and is signed as of May 1999 by 122 states-parties. There are 46 non-ratifying signatories, and 22 non-states parties [8, 9].

    3. The Inventory of Chemical Weapons

    Chemical weapons have been produced during the twentieth century by many countries and in large quantities. They are still kept in the military arsenals as weapons of in kind or flexible response. Old ammunition is partially discarded in an environmental irresponsible way.

    3.1 Military value of chemical weapons

    By their nature, chemical arms have a relatively limited range: they create regional rather than global security problems, and slow the tempo of operations. In this, they are militarily more akin to conventional arms than to nuclear or biological weapons.

    Even extended use of chemical weapons had no decisive impact on outcome of wars, had only local success, and made wars uncomfortable, to no purpose. For this and other reasons it is difficult to see why they are around in the first place. However, they had been produced in enormous quantities and mankind has to deal with their very costly elimination.

    Should scientists be held responsible for their invention, production, use, and also for the elimination of chemical weapons? Certainly not entirely, since military and politicians demanded their production. However, we need the help of scientists for the difficult job of neutralising or eliminating them.

    3.2 Classification of chemical weapons

    Binary munitions contain two separated non-lethal chemicals that react to produce a lethal chemical when mixed during battlefield delivery. Unitary weapons, representing the by far largest quantity of the stockpile, contain a single lethal chemical in munitions. Other unitary agents are stored in bulk containers. The characteristics of chemical warfare agents and toxic armament wastes are described in detail in ref. [10]. The reader is referred to this article, which summarises the chemical and physical characteristics of blister, blood, choking, nerve, riot control, and vomiting agents, as well as their effects on the human body.

    3.3 Abandoned Weapons

    The easiest – say cheapest – way to eliminate (?) chemical weapons in the aftermath of World War II appeared to dump them into ocean [11]. There had been a worry that, after their defeat in 1945, Germans could be tempted to use part of their arsenal, which totaled 296,103 tons. Therefore, the weapons were captured and dumped into the sea. There are more than 100 sea dumping of chemical weapons that took place from 1945 to 1970 in every ocean except the Arctic. 46,000 tons were dumped in the Baltic areas known as the Gotland Deep, Bornholm Deep, and the Little Belt. According to The Continental Committee on Dumping the total was shared by 93,995 tons from the US, 9,250 tons from France, 122,508 tons from Britain, and 70,500 tons from Russia.

    The US dumped German chemical weapons in the Scandinavian region, totaling between 30,000 and 40,000 tons, nine ships in the Skagerrak Strait and two more in the North Sea at depth of 650 to 1,180 meters.

    The Russians alone have dumped 30,000 tons in an area, 2,000 square kilometers in size, near the Gotland and Bornholm Islands.

    Between 1945 and 1949, the British dumped 34 shiploads carrying 127,000 tons of chemical (containing 40,000 tons mustard gas) and conventional weapons in the Norwegian Trench at 700 meters depth.

    The chemical weapons at the bottom of the Baltic Sea (mean depth of the Baltic Sea is 51 meters) and the North Sea represent a serious danger for the aquatic life. The shells of the grenades corrode and will eventually start to leak. The corrosion of these weapons is already so advanced that identification of the former owners is virtually impossible. Consequently, nobody can be made nowadays responsible for the ultimate elimination.

    The US is responsible for 60 sea dumping totaling about 100,000 tons (equal to 39 filled railroad box cars), of chemical weapons filled with toxic materials in the Gulf of Mexico, off the coast of New Jersey, California, Florida, and South Carolina, and near India, Italy, Norway, Denmark, Japan, and Australia.

    Some of the above figures appear to be not entirely coherent and do not add up well to the total, demonstrating among other things that no careful bookkeeping had been done during this inadmissible actions.

    During the 1950s, the US conducted an ambitious nerve gas program, manufacturing what would eventually total 400,000 M-55 rockets, each of which was capable of delivering a 5-kg payload of Sarin [11, 12]. Many of those rockets had manufacturing defaults, their propellant breaking down in a manner that could lead to auto ignition. For this reason in 1967 and 1968 51,180 nerve gas rockets were dropped 240 km off the coast of New York State in depths 1’950 to 2,190 meters, and off the coast of Florida.

    The CWC does not cover sea-dumped chemical weapons; in fact it makes a clear exception for them (CWC, Article III, § 2). The CWC does not provide the legal basis to cover chemical weapons that were dumped before 1985. They remain an uncontrollable time bomb.

    3.4 The existing arsenal

    The arsenal of chemical weapons has to be subdivided into two categories: (i) The “stockpile” of unitary chemical warfare (CW) agents and ammunitions, comprising the material inside weapons and chemicals in bulk storage, and (ii) The “non-stockpile” material, including buried chemical material, binary chemical weapons, recovered chemical weapons, former facilities for chemical weapons production, and other miscellaneous chemical warfare material.

    3.4.1 The stockpile of unitary chemical warfare agents and ammunition

    The Defence Intelligence Agency (DIA) in the US reports [13, 14]:

    Middle East

    Egypt: First country in the Middle East to obtain chemical weapons training, indoctrination, and material. It employed phosgene and mustard agent against Yemeni Royalist forces in the mid-1960s, and some reports claim that it also used an organophosphate nerve agent.
    Israel: Developed its own offensive weapons program. The 1990 DIA study reports that Israel maintains a chemical warfare testing facility. Newspaper reports suggest the facility be in the Negev desert.
    Syria: It began developing chemical weapons in the 1970s. It received chemical weapons from Egypt in the 1970s, and indigenous production began in the 1980s. It allegedly has two means of delivery: a 500-kilogram aerial bomb, and chemical warheads for Scud-B missiles. Two chemical munitions storage depots, at Khna Abu Shamat and Furqlus. Centre D’Etude et Recherche Scientifique, near Damascus, was the primary research facility. It is building a new chemical-weapons factory near the city of Aleppo.
    Iran: Initiated a chemical and warfare program in response to Iraq’s use of mustard gas against Iranian troops. At end of war military had been able to field mustard and phosgene. Had artillery shells and bombs filled with chemical agents. Was developing ballistic missiles. Has a chemical-agent warhead for their surface-to-surface missiles.
    Iraq: Used chemical weapons repeatedly during the Iraq-Iran war. Later it attacked Kurdish villagers in northern Iraq with mustard and nerve gas. Since end of Gulf War UN destroyed more than 480,0000 liters of Iraq’s chemical agents and 1.8 million liters of precursor chemicals.
    Libya: Obtained its first chemical agents from Iran, using them against Chad in 1987. Opened its own production facility in Rabta in 1988. May have produced as much as 100 tons of blister and nerve agents before a fire broke out in 1990. Is building a second facility in an underground location at Tarhunah.
    Saudi Arabia: May have limited chemical warfare capability in part because it acquired 50 CSS-2 ballistic missiles from China. These highly inaccurate missiles are thought to be suitable only for delivering chemical agents.

    Asia

    North Korea: Program since 1960s, probably largest in the region. Can produce “large quantities” of blister, blood, and nerve agents.
     

    South Korea:

    Has the chemical infrastructure and technical capability to produce chemical agents, had a chemical weapons program.
    India: Had CW stocks and weapons.
    Pakistan: Has artillery projectiles and rockets that can be made chemical-capable.
    China: China has a mature chemical warfare capability, including ballistic missiles.
    Taiwan: Had an “aggressive high-priority program to develop both offensive and defensive capabilities”, was developing chemical weapons capability, and in 1989, it may be operational.
    Burma: Its program, under development in 1983, may or may not be active today. It has chemical weapons and artillery for delivering chemical agents.
    Vietnam: In 1988 was in the process of deploying, or already had, chemical weapons. Also it captured large stocks of US riot control agents during and at the end of the Vietnam War.

    Europe

    Yugoslavia: The former Yugoslavia has a CW production capability. Produced and weaponized Sarin, sulphur mustard, BZ (a psychochemical incapacitant), and irritants CS and CN. The Bosnians produced crude chemical weapons during the 1992-1995 war.
    Romania: Has research and production facilities and chemical weapons stockpiles and storage facilities. Has large chemical warfare program, and had developed a cheaper method for synthesizing Sarin.
    Czechoslovakia: Pilot-plant chemical capabilities that probably included Sarin, Soman, and possibly VX.
    France: Has stockpile of chemical weapons, including aerosol bombs.
    Bulgaria: Has stockpile of chemical munitions of Soviet origin.

    USA:

    Has the second largest arsenal of chemical weapons in the world, consisting of ~31,000 tons of chemicals, and 3.6 million grenades [15]. The chemical weapons contain about 12,000 tons of agents, and 19,000 tons are in bulk storage. Details on composition and location are given in Table 1.

    Russia:

    An estimate of the Russian stockpile in 1993 puts it at ~40,000 agent tons, of which one-fourth is of pre-World War II vintage. A larger portion seems to be in bulk storage [16]. Out of the officially declared quantity 30,000 tons are phosphoric organic agents (Sarin, Soman, VX), the remaining 10,000 tons are composed of 7,000 tons lewisite (in containers ?), 1,500 tons of mixture of mustard gas and Lewisite (GB, GD, VX), and 1,500 tons mustard gas. Slightly different numbers on the composition of the arsenal are given in ref. [17]. Some independent analysts believe that the 40,000 tons formally declared by Russia is only a fraction of a total of 100,000 to 200,000 tons, the rest of which were probably disposed of in some manner [18].

     

    Locations of the US Unitary Chemical Stockpile
    Site Agent Agent Tons Percent of Stockpile
    Anniston Army Depot (ADAD), Anniston, AL GB, HD, HT, VX 2,253.63 7.4
    Aberdeen Proving Ground (APG), Edgewood, MD HD 1,624.87 5.3
    Blue Grass Army Depot (BGAD), Richmont, KY GB, HD, VX 523.41 1.7
    Johnston Island (JI), Pacific Ocean GB, HD, VX 1,134.17 3.7
    Newport Chemical Activity (NECA), Newport, IN VX 1,269.33 4.2
    Pine Bluff Arsenal (PBA), Pine Bluff, AR GB, HD, HT, VX 3,849.71 12.6
    Pueblo Depot Activity (PUDA), Pueblo, CO HD, HT 2,611.05 8.5
    Tooele Army Depot (TEAD), Tooele, UT H, HD, HT, GA, GB, L, TGA, TGB, VX 13,616.00 44.5
    Umatilla Depot Activity (UMDA), Herminston, OR GB, HD, VX 3,717.38 12.2
    Total 30,599.55 100.0

    Non-persistent nerve gas agents: Tabun (GA) and Sarin (GB) and their thickened products (TGA and TGB) Mustard agents (H, HD and HT) Lewisite (L) Persistent nerve agent (VX)

    Agents of the US Unitary Chemical Stockpile
    Agent Site Agent Tons Percent of Stockpile Total
    GA TEAD 1.41 0.005 1.41
    GB ANAD 436.51
    BGAD 305.64
    JI 617.48
    PBA 483.69
    TEAD 6,045.26
    UMDA 1,041.01 29.1 8,902.59
    H TEAD 319.77 1.5 319.77
    HD ANAD 456.08
    APG 1,624.87
    BGAD 90.63
    JI 164.86
    PBA 94.20
    PUDA 2,551.94
    TEAD 5,694.64
    UMDA 2,339.52 42.5 13,016.74
    HT ANAD 532.30
    PBA 3,124.55
    PUDA 59.11
    TEAD 181.51 12.7 3,897.47
    L TEAD 12.96 0.004 12.96
    TGA TEAD 0.64 0.002 0.64
    TGB TEAD 3.48 0.01 3.48
    VX ANAD 828.74
    BGAD 127.15
    JI 351.83
    NECA 1,269.33
    PBA 147.27
    TEAD 1,356.33
    UMDA 363.86 14.5 4,444.51
    TOTAL 100.0 30,599.55

     

    US Binary Chemical Stockpile
    Site Type Fill Component Total Tons
    APG QL 0.73
    DF 0.57 1.30
    PBA QL 48.21
    DF 126.51 174.72
    TEAD OPA 33.58 33.58
    UMDA OPA 470.59 470.59
    TOTAL 680.19

    Methylphosphonic difluoride (DF) Isopropyl alcohol and isopropylamine (OPA) Ethyl 2-diisoprpylaminoethyl methylphosphonite (QL)

    Tables 1. US Unitary and Binary Chemical Stockpiles

    The above tables give the location of the nine depots and the variety of chemical weapons stored, which is an indication for the complexity for their elimination or transport problems.

    The locations of the Soviet chemical weapons are spread over large parts of the West-European and Asian part of Russia at seven sites (Table 2 [18]). About 80 percent are weaponized and consist mostly of organophosphorus nerve agents. The remainder of the material is stored in bulk at two sites – Kambarka and Gornyi.

    Site % of Stockpile Agents
    Kambarka 15.9 Lewisite
    Gorny 2.9 Mustard
    Lewite
    Kizner 14.2 Vx
    Sarin
    Soman
    Lewisite
    Maradykovsky 17.4 Vx
    Sarin
    Soman
    M/L mix
    Pochep 18.8 VX
    Sarin
    Soman
    Leonidovka 17.2 VX
    Sarin
    Soman
    Shchuchye 13.6 VX
    Sarin
    Soman
    Phosgene

    Table 2. Russia’s chemical weapons storage sites [18]

    3.4.2 The non-stockpile material

    Data on non-stockpile material are scarce. Some estimates are available for the US [12]. All the material recovered in the US thus far contains only hundreds of tons of agent and could, in theory, be placed in a single 8-metre-by-25-metre storage building [12]. A considerable amount of money will be required for the destruction of all former facilities for chemical weapons production constructed or used after January 1, 1946.

    Abandoned chemical weapons do represent a safety risk. Between 1985 and 1995 Dutch fishermen reported more than 350 cases where chemical weapons, dumped into the Baltic Sea, were caught in fishing nets, some resulting in serious burns.

    In China during World War II the Japanese left 678,729 chemical weapons. Recent negotiations resulted in Japan’s agreement to collect and destroy these weapons.

    The most persistent agents – mustards and lewisite – can remain dangerous for decades. Even after lewisite breaks down, the resulting arsenic compounds can remain in soil and contaminate ground water [19].

    Recovery of ammunitions from World War I still continues. Annual collections by France amount to about 30-50 tons along the old front line, by Belgium to 17 tons (c. 1,500 items) [20].

    4. Elimination of Chemical Weapons

    The CWC not only prohibits the use, production, acquisition and transfer of chemical weapons, but also requires the states-parties to destroy their existing weapons and production facilities. For the US the deadline is April 29, 2007. The CWC prohibits disposal by dumping into a body of water, land burial or open-pit burning, and requires that the chosen technology destroy the chemical agent in an irreversible manner that also protects the safety of humans and the environment.

    4.1 Program, costs and status of the destruction of the existing active arsenal

    Since the weight of a typical chemical weapon is roughly ten times that of the agent it contains, and other nations may have as much as 10-15 percent of the combined Russian and US stockpile, the mass of the material to be destroyed comes to roughly 500,000 tons – nearly 100,000 truckloads of material.

    In general, the ignition part of ammunition has to be removed or inactivated prior to destruction. Then starts the main part of elimination of the weapon. The US choose high-temperature incineration and chemical neutralization as its preferred destruction technique, which has to destroy the chemicals together with the metal casing. The cost of this procedure can outrun the cost of agent destruction many fold – in some cases by 10-20 times.

    The process of elimination is a slow, tedious one, with rising costs as time passes by. A bilateral US – USSR agreement in June 1990 to destroy at least 50 percent of their stockpiles by 1999 and to retain no more than 5,000 tons of agent by 2002 is long outdated [21].

    Since 1985, the US Army’s cost estimate for the stockpile disposal program has increased from estimates in 1985 of $1.7 billion to $15.7 billion as of today, and its projected completion date has slipped from 1994 to 2007 [16, 12]. At the end of 1999 about 22 percent of its chemicals had been incinerated [8, 9].

    The destruction of the Russian arsenal faces both, financial and technical challenges [17] and is seriously behind schedule. The first deadline imposed by the CWC – destruction of 1 percent of stockpiles by April 29, 2000 – has already been missed. Under the revised program approved by the Russian government in July, this milestone will not be achieved until 2003, while the entire destruction process is scheduled to last until 2012. Russia does not want to copy the well-proven American incineration technology. Its own neutralization-bituminization program has not been developed beyond the laboratory bench, and therefore had destroyed only a few thousand weapons [22]. The idea of incineration of their chemical weapon arsenal by nuclear explosion is studied in Russia’s former weapons laboratories [23]. This procedure, even if it is feasible deep underground, is not compatible with the Comprehensive Test Ban Treaty (CTBT) and will find also serious resistance from environmentalists.

    Most estimates for Russia’s costs are in the $6 billion to $8 billion range [18].

    4.2 The abandoned weapons

    Chemical weapons are buried on land, dumped into the sea and simply lost at many places on our globe [20]. Finding, collecting and destroying them might be as difficult, dangerous and time consuming as those of land mines.

    The non-stockpile disposal program is currently projected to cost $15.1 billion – nearly the cost of the stockpile disposal program – and will take until 2033 to complete [12]. There the major cost factor arises from the difficulties of detection of scattered chemical weapons, due to insufficient book-keeping, the necessity to design and built new mobile disposal systems, and last not least overcoming the public opposition of destruction or transporting lethal CW in the vicinity of habitats. The provisions in the CWC will not apply to weapons buried on its territory before 1 January 1977.

    4.4 A Comparison of chemical weapons agents with other waste

    Our civilization produces a great variety of waste products, with differing degrees of danger for the environment and people. They range from household waste, electronic waste from the information age, to toxic waste from chemical factories, by-products of the mining industry, coal and oil firing, and last not least to those from military and civil use of nuclear energy. Among these waste products is a largely unknown environmental hazard due to the one-to-two-hundred tons of Mercury, that have been discharged into nature during the manufacturing of nuclear weapons in the US (mainly at Oak Ridge, also at Hanford/Washington). Its impact on the food chain can become catastrophic on a regional level [24]. Even the most widely used propellant of weapons, Trinitrotoluol or TNT, is a threat to the environment because of its persistency and its ability to enter easily into ground water.

    A crude estimate of the importance of the chemical weapon waste relative to other human waste production can be made taking data from the annual production of waste in kilogram per inhabitant in France:

    Waste Kg/person/year
    Household (kitchen garbage, diverse domestic scrap) 360
    Agriculture (plastic, farming scrap) 7,300
    Industrial waste (metal waste, iron, non-iron, powders, technology waste) 3,000
    thereof classified as toxic waste 100
    Hospital waste 15
    Nuclear waste (packaged) 1.2
    Total waste 10,776

    Table 2 Annual waste production in kilogram per person in France [25]

    And by assuming that waste production per person in France (population 58 million) and the United States (population 267 million) is comparable (probably an underestimation of the US figures), the total waste of these categories can be estimated for the US in tons per year:

    Waste Tons/year
    Household 100· 106;
    Agriculture 2·109;
    Industrial waste 800·106
    thereof toxic waste 30·106
    Nuclear waste 320·100
    Chemical weapons waste 500·100
    Total waste 3·109

    Table 3 Crude estimate of annual waste production in the US

    It is assumed that the 30,000 tons of US chemical weapons material were accumulated over ~60 years, i.e. on the average 500 tons produced per year. The above order of magnitude estimate shows, that nuclear and chemical weapons wastes are in the same ball part, but are hundred thousand times smaller than the other toxic/dangerous waste. Due to the complexity of the toxic items, a qualitative comparison of present and future dangers for mankind and environment by taking only the quantitative aspects into consideration can and should not be made since it may lead to wrong conclusions.

    5. Non-lethal chemical weapons

    All weapons are made out of chemical elements, be it the metal shell of a grenade, sometimes made of depleted uranium, the explosive agent to propel it or the material filled into its encasing. The dangers of highly toxic, volatile rocket fuel on the delivery systems of nuclear warheads in Russia may be very high [26]. For this simple reason alone it is difficult to come up with an all-encompassing definition for chemical weapons.

    Are chemicals still material of weapons if they are used in very low concentrations? The latter point may be illustrated by the double use of Zyklon B (or Cyclon B in English), that is used as fumigant for the purpose of pest and vermin control. It had been applied in low concentration in a beneficial way in the Nazi concentration camp of Dachau, while utilized in high concentration in the gas chambers of Auschwitz, it lead to one of the most criminal acts committed in the twentieth century [27].

    Dozens of technologies are being studied or developed under the elastic rubric of “non-lethal weapons” [28]. They include infrasound, supercaustics, irritants like tear gas, and all those that could be aimed at non-human targets – such as combustion inhibitors, chemicals that can immobilize machinery or destroy airplane tires. The text of the CWC does not give always an unambiguous answer or definition what is a chemical weapon agent. It could be asked if the following agents fall into the category of chemical weapons, some of them old as war [10], like (i) Military Smoke Agents, (ii) Incendiaries producing fires and burns of skin? Where do the recently used or newly developed ones belong, like (iii) Sticky Foam, Super Lubricants (“slickums and stickums”), or (iv) Pulsed Chemical Laser Beams? A special case takes (v) Depleted Uranium Ammunition, which can be considered a biological or a radiological weapon.

    The preamble to the Convention on Prohibitions or Restrictions on the Use of Certain Conventional Weapons Which May Be Deemed To Be Excessively Injurious or To Have Indiscriminate Effects (CCW), and less formally referred to as the “Inhuman Weapons Convention”, expressed the wish for amendments [30]. Among those was the elimination of laser weapons, which are now banned by the Protocol IV, which was adopted by the Conference of the States Parties to the Convention and entered into force on 30 July 1998 [28, 29].

    Other weapons are being negotiated, like submunitions in the form of bomblets assembled in clusters and delivered by aircraft or by artillery, rockets or guided missiles, be equipped with devices making them harmless if they fail to explode. One canister may contain 50 bomblets, or 600, or even as many as 4,700, depending on the model, and may cover a ground area from 100 to 250 meters in diameter. The bomblets, when fitted with delayed action fuses, are effective area-denial weapons. Usually about 30% fail to explode and remain as mines, like many in Kosovo after the 1999 war.

    Depleted Uranium (DU) [31], which draw a lot of public attention in the recent decade, is a by-product of enriching natural uranium – increasing the proportion of the U235 atom which is the only form of uranium that can sustain a nuclear reaction and is used in nuclear reactors or nuclear weapons. The remaining depleted uranium has practically no commercial value. The Department of Energy in the US (DoE) has a 560,000-metric-ton stockpile, with very limited civilian use as a coloring matter in pottery or as a steel-alloying constituent [32]. Depleted uranium is chemically toxic like other heavy metals such as lead, but can produce adversary health effects being an alpha particle emitter with radioactive half-life of 4.5 billion years.

    In the 1950’s the US became interested in using depleted uranium metal in weapons because it is extremely dense, pyrophoric, cheap, and available in high quantities. Kinetic energy penetrators do not explode; they fragment and burn through armour due to the pyrophoric nature of uranium metal and the extreme flash temperatures generated on impact. They contaminate areas with extremely fine radioactive and toxic dust. This in turn can cause kidney damage, cancers in the lung and bone, non-malignant respiratory decease, skin disorders, neurocognitive disorders, chromosomal damage, and birth defects [33]. Depleted uranium weapons are proliferating and are likely to become commonly used in land warfare. The United States, the United Kingdom, France, Russia, Greece, Turkey, Israel, Saudi Arabia, Kuwait, Bahrain, Egypt, Thailand, Taiwan and Pakistan are possessing or manufacture depleted uranium weapons. Many NATO countries may follow suite. These weapons were used in large quantities first in the 1991 Gulf War [33, 34], and then again during the Kosovo War in 1999 [35]. The question can be asked if DU is mainly a chemical, or a radiological weapon? An immediate answer is not to be expected before classified material becomes available, and the medical reason for the Golf-War Syndrome is identified, which shows up in thousands of American soldiers. It appears that effect of the radioactive by inhalation of small doses will have only a small impact on risk to die of cancer, whereas the heavy metal effect seems to dominate [36]. Be it as it might be, depleted uranium is dangerous, but is pales in comparison with the other direct and indirect effects of war.

    Due to their double use properties, some chemical weapons may be masked as pesticides, fertilizers, dyes, herbicides, or defoliants. Between 1962 and 1971 more than 72 million liter herbicides were distributed over South Viet Nam [37], thereof more than 44 million liter were the defoliant agent orange, containing about 170 kg dioxin. American scientists developed a means of thickening gasoline with the aluminum soap of naphtenic and palmitic acids into a sticky syrup that carries further from projectors and burns more slowly but at a higher temperature. This mixture, known as Napalm, can also be used in aircraft or missile-delivered warheads against military or civilian targets. A small, high explosive charge scatters the flaming liquid, which sticks to what it hits until burned out. Is Napalm still only a herbicide even when used in too large a quantity, and then accidentally affecting humans?

    White phosphorous is used as a shell and grenade filler in combination with a small high-explosive charge. It is both an incendiary and the best-known producer of vivid white smoke. Small bits of it burn even more intensely than Napalm when they strike personnel.

    Herbicides are not covered by the Convention but they are banned under the Prohibition of Military or any other Hostile Use of Environmental Modification Techniques (ENMOD), adopted by the UN General Assembly on the 10th of December 1976 and entered into force the 5th of October 1978 [38].

    In order to curb the production of chemical weapons, require their identification, e.g. by trace elements in ammunition!

    6. Old and New Biological Weapons

    The use of biological agents as weapon has always an even more adverse world opinion than chemical warfare. A SIPRI Monograph describes among other topics the changing view of biological and toxin warfare agents, the new generation of biological weapons, the changing status of toxin weapons, a new generation of vaccines against biological and toxin weapons, and the implications of the BWC [39].

    Claims that biological agents have been used as weapons of war can be found in both the written records and the artwork of many early civilizations [40]. As early as 300 BC the Greeks polluted the wells and drinking water supplies of their enemies with the corpses of animals. Later the Romans and Persians used the same tactics. In 1155 at a battle in Tortona, Italy, Barbarossa broadened the scope of biological warfare, using the bodies of dead soldiers as well as animals to pollute wells. In 1863 during the US Civil War, General Johnson used the bodies of sheep and pigs to pollute drinking water at Vicksburg. The use of catapults as weapons was well established by the medieval period, and projecting over the walls dead bodies of those dead of disease was an effective strategy for besieging armies. In 1763 the history of biological warfare took a significant turn from the crude use of diseased corpses to the introduction of specific decease, smallpox (“Black Death”), as a weapon in the North American Indian Wars. This technique continued with cholera or typhus infected corpses. In 1915, during World War I, Germany was accused of using cholera in Italy and plague in St. Petersburg. There is evidence Germany used glanders and anthrax to infect horses (1914) and cattle, respectively, in Bucharest in 1916, and employed similar tactics to infect 4,500 mules in Mesopotamia the next year.

    The period 1940 – 1969 can be considered the golden age of biological warfare research and development. Especially the 1940s were the most comprehensive period of biological warfare research and development.

    The US had signed the Geneva Protocol, but the Senate voted only in 1974 on it. Detailed information on the history of the US Offensive Biological Warfare Program between 1941 and 1973 can be found in ref. [41].

    It has been reported recently that the US tested a Soviet-designed germ bomb and assembled a germ factory in the Nevada desert from commercially available materials, in particular to produce potentially more potent variant of the bacterium that causes anthrax, a deadly disease ideal for germ warfare [42]. It is debatable if such a research is consistent with the treaty banning biological weapons.

    The Former Soviet Union had an important biological weapons program, which might have extended well into the period after its dissolution [43].

    For a decade after 1972 there was hope that the problem of Biological Warfare was going to be eradicated. However, the last two decades have produced indications that some eight developing nations, in addition to China and Israel, have initiated biological weapon development programs of varying degrees.

    6.1 Definitions [39]

    Biological warfare (BW) agents, or biological weapons, are ‘living organisms, whatever their nature, or infectious material derived from them, which are intended to cause disease or death in man, animal, and plants, and which depend for their effects on their ability to multiply in the person, the animal, or plant attacked’. BW agents, however, might be used not only in wars, but also by terrorists. One should therefore refer to living organisms ‘used for hostile purposes’.

    The Biological Weapons Convention (BWC) prohibits bacteria such as salmonella being used against soldiers. It would permit bacteria, that eat petroleum or rubber for the destruction of equipment for peaceful purposes, but prohibits their use for hostile application.

    6.2 Toxic warfare agents and other chemical warfare agents

    Toxins are poisonous substances usually produced by living organisms. Toxin warfare (TW) agents, or toxic weapons, are toxins used for hostile purposes. TW agents unequivocally are types of chemical warfare (CW) agent. CW agents, or chemical weapons, are chemical substances whether gaseous, liquid, or solid, which are used for hostile purposes to cause disease or death in humans, animals or plants and which depend on their direct toxicity for their primary effect.

    TW agents, like all other CW agents, are inanimate and are incapable of multiplying. They are CW agents irrespective of whether they are produced by a living organism or by chemical synthesis or even whether they are responsible for the qualification of that organism as a BW agent.

    Nevertheless, TW agents are often mistakenly considered to be biological weapons, and definitions of biological warfare (BW) occasionally include TW agents. New chemical weapons agents, who are 5 to 10 times more dangerous than VX, the most dangerous toxic gas known today.

    The successful control of biological weapons is a daunting task [44]. Ensuring safety from biological and toxin weapons is a more complex issue than totally prohibiting chemical or nuclear weapons. This is due to the character of the relevant technologies. More than those, biotechnology is of dual-use, i.e. the same technology can be used for civilian and permitted military defensive purposes as well as for prohibited offensive or terrorist purposes.

    6.3 Biological Warfare against Crops

    Intentionally unleashing organisms that kill an enemy’s food crops is a potentially devastating weapon of warfare and terrorism [45]. All major food crops come in a number of varieties, each usually suited to specific climate and soil conditions. These varieties have varying sensitivities to particular diseases. Crop pathogens, in turn, come in different strains or races and can be targeted efficiently against those crop brands. This way it might be possible to attack the enemy’s food stock, but preventing damage to the own. However, such a strategy may not work for neighboring countries, where agricultural conditions are similar to the aggressor. The spread of those organisms holds the risk of worldwide epidemic, and the use of these weapons may very well be counter productive. Any such warfare would be directed primarily against the civilian population. Due to the delays involved it would not affect immediately the outcome of a war.

    Nevertheless, many countries developed during the twentieth century anticrop substances.

    Iraq manufactured from the 70s onward wheat smut fungus, targeting wheat plants in Iran. France’s biological weapon program by the end of the 1930s included work on two potato killers. During the Second World War the British concentrated on various herbicides. Germany investigated during the same period diseases like late blight of potatoes and leaf-infecting yellow and black wheat rusts, as well as insect pests, such as the Colorado beetle. Japan’s World War II biological weapons program is not too well known, but it contains pathogens and chemical herbicides. The American efforts were substantial. They centered on products attacking crops of soybeans, sugar beets, sweet potatoes and cotton, intended to destroy wheat in the western Soviet Union, and rice in Asia, mainly China. Between 1951 and 1969 the U.S. stockpiled more than 30,000 kilograms of the fungus that causes stem rust of wheat, a quantity probably enough to infect every wheat plant on the planet [45]. According to another source [46] 36,000 kilograms of wheat stem rust, and additional quantity of stem rust of rye, only 900 kilograms of rice blast were produced and stockpiled. The U.S., using the “feather bomb” and free-floating balloons developed ingenious distribution and transport systems.

    7. WMD: Warfare, Terrorism, Comparative Perspective

    The concept of weapons of mass destruction (WMD) should be revisited, as pointed out in the Introduction of this article. Physical efficiency and psychological effect of these weapons may differ considerably when they are used in warfare on soldiers or in peacetime by terrorists. Industrialized countries can develop reliable and sophisticated technologies, which may not be available to small groups.

    7.1 Weapons in Warfare

    The efficiency of weapons in warfare is closely related to the time parameter:

    • Number of enemy casualties in a given period,
    • Number of weapons employed to obtain the desired result,
    • Delivery time of weapons,
    • Possibility for stockpiling over extended periods,
    • Infrastructure affected by its use,
    • Avoidance of negative impact upon own troops and civil population,
    • End a war quickly,
    • No efficient defense against weapons on short or long term.

    Evidently, nuclear weapons are “superior” to any other weapons on all these points. Is a specific weapon category useful in conflicts between countries and/or in civil war? Can it serve as a deterrent? Does its use have long term effects on the crop area?

    The efficiency of chemical and biological weapons depends heavily on its dispersion, upon the weather condition, determining the exposure and lethality for the combatants. A presumptive agent must not only be highly toxic, but also ‘suitably highly toxic’, so that it is not too difficult to handle by the user. It must be possible to store the substance in containers for long periods without degradation and without corroding the packaging material. Such an agent must be relatively resistant to atmospheric water and oxygen so that it does not lose its effect when dispersed. It must also withstand the shearing forces created by the explosion and heat when it is dispersed. Transport of these agents by long-range missiles and efficient distribution will face enormous difficulties, causing their decomposition, mainly due to the heat development of the warhead at re-entry into the atmosphere. A few developed countries may already be capable to overcome these hurdles [47].

    Finding an answer to these questions can be facilitated by evaluation of previous wars.

    In World War I an average of one ton of agent was necessary to kill just one soldier. Chemical weapons caused 5 percent of the casualties. The use of chemical weapons did not end the war quickly as had been predicted. During the war between Iraq and Iran through March 1997 27,000 Iranians were exposed to chemical grenades, only 265 died. During the entire war between these two countries chemical weapons killed 5,000, out of the total 600,000 from all causes, i.e. less than 1 percent [6].

    The efficiency of chemical/biological weapons in future wars is difficult to predict. Estimates cover a wide range, as shown below.

    Under ideal conditions 1 ton of Sarin dropped from an airplane could produce 3,000 to 8,000 deaths, however, under breezy conditions only 300 to 800 [6]. To obtain a sensible effect requires that airplanes fly at very low altitude (less than about 100 meters), and consequently the zone of lethality that could be covered remains small. Furthermore, agent particles larger than 10 micrometers do not reach the non-ciliated alveolar region in the lungs, and those, with a size of about 1-micrometer are exhaled. The optimal size is somewhere between 10 to 5 micrometers, which can not be obtained easily. Sunlight kills or denatures most biological agents. Anthrax efficiency may drop by a factor of thousand when the agent is used during a sunny day. Therefore, the agents have to be sprayed during nighttime.

    Chemical weapons depend more than other armament upon atmospheric and topographical factors, whilst temperature, weather and terrain are important factors in determining the persistence of a given chemical agent. Chemical attacks can contaminate an area for between several hours and several days. Weight-for-weight, biological weapons are hundreds to thousands of times more potent than the most lethal chemical weapon [47. 48]. Contamination time is between several hours and several weeks.

    A Scud missile warhead filled with botulinum could contaminate an area of 3,600 square kilometers, or 16 times greater than the same warhead filled with the nerve agent Sarin [49].

    A United Nations study [50] compared the hypothetical results of an attack carried out by one strategic bomber using either nuclear, chemical or biological weapons. A one-megaton nuclear bomb, the study found, might kill 90 percent of unprotected people over an area of 300 square kilometers. A chemical weapon of 15 tons might kill 50 percent of the people in a 60 square kilometer area. But a 10-ton biological weapon could kill 25 percent of the people, and make 50 percent ill, over an area of 100,000 square kilometers.

    If a ballistic missile hits a city delivering 30 kilograms of anthrax spores in a unitary warhead against a city with no civil defense measure could result in lethal inhalation dosage levels over an area of roughly 5 to 25 square kilometers. With no treatment, most of the infected population would die within a week or two. For typical urban population densities this could result in the deaths of tens of thousands or even hundreds of thousands of people [51].

    Exaggerated, counterproductive, essentially incorrect, and even dangerous remarks by a US high-ranking official have been made. He claimed that about 2.5 kilograms of anthrax if released in the air over Washington, DC, would kill half of its population, that is, 300,000 people (TV, Nov.1997). In March 1988, four of the most qualified experts on anthrax serving in the US government published a paper in the Archives of Internal Medicine which used a different estimate: 50 kilograms of anthrax released over a city of 500,000 people could kill up to 95,000 people, and possible fewer, depending on urban atmospheric conditions. The first estimate was approximately 100 times higher [46, 52].

    These above efficiencies assume, however, that chemical and biological agents can be spread over a large surface and reach the ground level, whereas nuclear weapons can be exploded at any predetermined altitude and on ground level with the desired efficiency.

    7.2 Weapons for Terrorists

    There is a largely unjustified fear of the public concerning terrorist attacks with chemical or biological agents, their impact on daily life, their frequency, and number of people possibly affected.

    Between 1960 and 1980 there have been 40,000 international terror incidents (according to CIA), but only 22 out of them were performed with chemical or biological agents, showing a tiny ratio of 1/2,000. From 1900 till today there occurred 71 terrorist acts worldwide involving the use of biological or chemical agents, resulting in 123 fatalities, among those only one was American, hit by a cyanide-laced bullet. These acts produced 3,774 nonfatal injuries (784 Americans, 751 out of them by salmonella food poisoning by an Oregan-based religious sect). During the first nine decades of the 20th century there have been 70 biological attacks (18 by terrorists), causing 9 deaths [6].

    The Aum-Shinrikyo sect in Japan had about $1 billion (another source gives $1.2 to 1.6 billion) at its disposal for development of chemical and biological weapons.

    • Aum had appropriate equipment (even more than it was necessary).
    • Aum had used commercial front companies to buy the equipment.
    • Aum may have spent about $10 million in their effort to produce biological agents.
    • Several of the individuals had post-graduate degrees.
    • Aum had gathered a research library.
    • Aum had sufficient time – four years – for their attempts.
    • Aum had attempted to purchase expertise in Russia and obtain or purchase disease strains in Japan.

    However, Aum failed to produce either of two biological agents, Clostridium botulinum, to obtain Botulinum toxin, and anthrax, and also did not manage to “disperse” them. Despite its efforts, spending $10 million on the development of biological agents. Aum sprayed botulinum toxin over Tokyo several times in 1990, and conducted similar activities with anthrax spores in 1993, but without any known effects. Actually, the cult had used a relatively harmless anthrax vaccine strain and the aerosolizer had no sufficient efficiency [53, 54].

    There are two well-publicized Aum attacks with chemical agents (Matsumoto, 3 kg of pure Sarin, 1994; Tokyo subway, 6-7 kg 30% pure Sarin, 1995), the latter made in a confined area, limiting a detrimental effect of air current. Nevertheless, the Matsumoto assault killed only seven non-targeted innocents, and in Tokyo only twelve people died from direct contact with the liquid and not from fumes [54].

    A more detailed description of risk assessment by terrorism with chemical and biological weapons can be found in [54]. This article provides results from computer simulation for dispersion of chemical and biological agents under various atmospheric conditions and their impact parameters on human health.

    7.3 Comparative Perspective

    Analysts have defined Mass Casualty as anything between 100 and 1,000 individuals arriving at hospitals. The numbers in the previous section are related to deaths, and a factor of up to about ten has to be applied to encompass individuals suffering non-lethal injuries. Evidently, similar factors have to be used for victims of conventional weapons in war.

    In the discussion of biological agent terrorism as a potential mass casualty event it is quite revealing to look at the annual mortality in several public health sectors in the USA [53]:

    • Food-borne disease incidence: 76 million cases per year
    315,000 hospitalizations per year
    5,000 deaths per year
    • Medical error mortality: between 44,000 and 98,000 deaths per year
    • Hospital contracted infections: 20,000 deaths per year
    • The 1993 cryptosporidium outbreak in Milwaukee (water pollution) sickened 400,000 people
    • Air pollution in the US results in 50,000 deaths per year
    • Firearms result in 35,000 death per year.

    Compared with these data, the impact of biological and chemical agents terrorism in the past is negligible and will remain probably (hopefully!) small.

    8. Implementation of the Chemical and Biological Weapons Convention and Conclusions

    Like most scientific and industrial developments there is the possibility to apply them for the good or for the bad. The responsibility of the scientists, as well as the politicians and military, is challenged. The production of the basic material for military or civilian application is closely intertwined. This makes any inspection and accusation of intended military use extraordinary difficult. In addition manufacturers fear for their patents and are worried about industrial espionage.

    Production of biological warfare agents can be done in any hospital or basement rooms in small quantities by qualified personal, for chemicals it requires larger plants. The 121 States Parties and 48 signatory states of the Chemical Weapons Convention have an implementation body, the Organisation for the Prohibition of Chemical Weapons (OPCW), which is operational since two years from The Hague [7]. It performed already more than 500 inspections. The OPCW has about 500 staff members, consisting of 200 inspectors and 300 administrative staff. Out of these 300 administrators most are verification experts and inspection planers. Among the most important old issues are: guidelines for low concentrations, the usability of old and abandoned chemical weapons. As mentioned above the Chemical Weapons Convention (CWC) does not cover sea-dumped chemical weapons.

    There has not yet been progress in the establishment of an analogue organization for Biological and Toxin Weapons Convention (BWC). It might be placed in The Hague or in Geneva. Work on the protocol to strengthen the Biological Weapons Convention, as well as the verification protocol is still in its initial state, and a success of the 5th BWC Review Conference to be held in Geneva in November 2001 is not at all assured [46]. Of the 141 States Parties to the BWC only around 60 send delegations to the Ad Hoc Group (AHG). Not all of the AHG accept the concept of random visits. The establishment of an international organization to oversee the implementation of the BWC protocol is estimated to consist out of a staff of 233 people and an annual cost of approximately $30 million. There might be eventually about 70 inspectors carrying out approximately 100 visits per year. One of the disputed topics is related to new forms of biological weapons, caused by the biotechnology revolution [38]. The delivery system or the efficiency of these new agents has not changed, but their capability to manipulate human life processes themselves. Biological weapons should now be seen as a global threat to the human species, but not as an efficient weapon in warfare.

    Inspections of biological agents will hit more resistance by the pharmaceutical and bio-technical industry than the one in the chemical industry.

    The dangerous leftovers from the chemical weapons race, like the ones from nuclear weapons construction, not to forget the land mines, will be still with us for a long time. Ethics, politics and international security should be closely interlaced to remove these inhuman weapons from Earth. There is an excellent opportunity for fruitful collaboration between defense conversion sector and the environmental community.

    The CBWC has certainly the beneficial effect in reducing the arsenal of old weapons, but will not give a guarantee that new, clandestine developments in various countries will go on unnoticed.

    The difficulty to use these weapons efficiently is in general underestimated, but their impact exaggerated. This combination causes unjustifiable fear of the public and leads policy makers to wrong conclusions, among them to designate them as WMDs and keep nuclear weapons as a deterrent.

    The critical, comparative assessment of the three types of weapons (one may want to include radiological weapons) presented in this article are not intended to slow down efforts for the elimination of chemical and biological weapons. The CBWC should remain an important treaty and negotiations on enforcement provisions should be accelerated, so that it can be eventually fully implemented. In particular, the arsenal of unused weapons, being in storage or “disposed” in the oceans or elsewhere, presents a considerable danger on short and long term for humans and the environment. Anybody killed by these weapons is one too much. However, we have to put these weapons and the ratified conventions in the right quantitative perspective.

    In the view of the author most of the conventional weapons, in particular small arms, are weapons of Mass Killing: According to a Red Cross inquiry [57] Assault Rifles, like AK47s, Handguns, and Land Mines, caused 64%, 10% and 10% of civilian casualties, respectively. The remaining 16% are almost equally shared between Hand Grenades, Artillery (including fragmentation and incinerating bombs), Mortars, and Major Weapons. During the 20th century these weapons had been used to kill 34 million soldiers in combat, 80 million civilians, plus soldiers who died from wounds, accidents or disease. The world was “fortunate” that only two nuclear bombs have been dropped in warfare until now. They killed “only” ~200,000 people. Nevertheless, the nuclear arsenal has to be on the top of the WMD-category, since it has the potential to erase humans from our planet in almost no time.

    Maintaining nuclear weapons by the Nuclear Weapon States (NWSs) to deter production and stockpiling of chemical and biological weapons, mainly in countries of concern, can only be interpreted as an unjustifiable, unreasonable pretext to keep nuclear weapons indefinitely in stock. Is it politically wise to change the unfortunate, misleading definition of weapons of mass destruction (WMD = NW + CW + BW), repeated again and again in the media, and deeply engraved into the mind of people? Will a new definition distract from the importance of the two, universally ratified treaties? Might it be counterproductive to do so in a time, where scientists are under increasing scrutiny and attack?

    The author felt that informing the educated public and policy makers on a re-definition of WMD warrants the change and outweighs possible negative repercussions.

    Acknowledgements

    I like to thank Professor W.K.H. Panofsky for carefully reading a previous version of this article, and for valuable criticism and useful suggestions. Dr. Milton Leitenberg is thanked for providing a lot of relevant literature and sharing with me his profound knowledge and insight into the problem of biological warfare and terrorism. I profited much from participation in workshops in Como/Italy and Rome, organized by Professor Maurizio Martellini, and thank him for the kind invitation to these events. The opinion expressed in this article is those of the author and under his sole responsibility.

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  • Depleted Uranium Weapons – A Threat to Human Health?

    The use of Depleted Uranium (DU) Weapons in the Gulf War, and more recently in the Balkan Wars, has drawn a lot of attention.

    This short review will explain what is DU, for what purpose DU weapons have been manufactured, and how many of them were used, first in the Gulf War and then later on in the Balkan Wars in Herzegovina and Kosovo.

    Widespread leukemia and other ailments have been claimed in the media. They were mostly attributed to the radioactivity of DU and partially to the chemical effects of the heavy metal. A critical analysis of these claims needs a brief review of basic physics and relevant radiation regulations as well as legal limits on toxic chemicals. How is DU ammunition dispersed on impact, and how can minute particles find their way into the human body. Possible health risks will be put in perspective and compared with other risks in war and in daily life. The question is raised, if DU weapons can be called still conventional or if they fit better the definition of radiological and chemical weapons. DU weapons and their “efficiency” have to be seen also in the context of treaties on so-called weapons of mass destruction (WMDs), which are signed and even ratified, but do not yet have an implementation procedure or the political will to enact.

    1. What is Depleted Uranium (DU)?

    1.1 Activity of Uranium Ore Before and After Extraction

    Uranium is a chemical element that is more abundant than silver, gold, mercury and cadmium and is contained by 2 to 4 millionths in the Earth’s crust. It can be found on surface and in ore mines in many countries, among them Zaire, South Africa, and Canada and also in the Czech Republic. One ton of ore contains on the average about 3 kg of uranium.

    Uranium comes essentially in three isotopic forms. Isotopes are any of two or more forms of an element having the same atomic number (i.e. the same chemical property) but different atomic weights due to a different number of neutrons in the nucleus. Natural uranium contains 99.274% of 238U, 0.720% of 235U, and 0.0055% of 234U, they all have 92 protons in the nucleus, but 146, 143 and 142 neutrons, respectively. The half-life of 238U, 235U, and 234U is 4.49·109, 7.10·108, and 2.48·105 years, respectively, ranging from billion to million years. The longer the half-life the less radioactive decay products appear in a given time interval and could effect human health. When uranium is dug out of the Earth its radioactive decay products come along. However, in the chemical process of uranium extraction of the three isotopes from the ore, all radioactive daughter products in the radioactive decay series’ 238U and 235U are eliminated, with the exception of the radiogenic isotope 234U.

    In short, radiation background in mines and in extraction facilities is different and so are the health risks. There is an extensive evidence of excess lung cancers in underground uranium miners caused by the decay products of the radioactive gas radon (222Rn). But uranium mill workers have not shown increased mortality or excess lung cancers despite their increased exposure to uranium dust and radon decay products. There is no obvious explanation for this difference.

    1.2 Enriched and Depleted Uranium

    The extraction of energy from uranium for peaceful or military purposes asks for well-defined ratios of the two isotopes. In order to sustain the chain reaction of nuclear fission, uranium has to be enriched by the fissible isotope 235U to a reactor grade of 3.2 – 3.6% or weapon grade (90%+) uranium. This process not only produces the enriched product, but also a waste stream depleted in 235U, typically to less than 0.3%, which is often called the tail. The 235U content in the depleted uranium in the U.S. are lowered to 28% of its content in natural uranium.

    Depleted uranium is a byproduct of uranium enrichment process, with a relatively small contribution from reprocessing of nuclear spent fuel. In addition to the 3 natural isotopes 238U, 235U, and 234U, depleted uranium from this latter source also contains a minute quantity (0.003%) of a man-made isotope 236U. The specific activity of DU is 15,902 Bq/gram (for definitions of radioactive units see annex). Traces of 236U were found in Kosovo after the war and gave rise to – unjustifiable – concern in various press reports.

    Based on the measured isotopic composition of depleted uranium, the total activity (a-particles = helium nuclei, b-particles = electrons, g-rays) can be calculated as 22% less and the a-activity as 43% less compared to natural uranium.

    The gaseous diffusion process for enrichment of the fissible isotope 235U is used in the United States. This process requires uranium in the form of uranium hexafluoride (UF6), primarily because the compound can be used in the gas form for processing, in the liquid form for filling containers, and in the solid form for storage. At atmospheric pressure, UF6 is solid at temperatures below 57°C and a gas above this temperature.

    Workers in metal processing plants, including those who make DU penetrators, do not exhibit increased mortality or excess cancers.

    2. Application of DU

    Depleted Uranium is a low cost material that is readily available, since it was produced during the separation of weapon grade uranium. The Department of Energy in the U.S., as of June 1998, is in possession of almost 3/4 of a million metric tons (725·103 tons) stockpile of depleted uranium hexafluoride. This corresponds to a total activity of 527,000 Ci and a-activity 193,000 Ci. The a-activity per mass amounts to 0.389 mCi/kg.

    Depleted uranium’s high density (19.05 g/cm3, 1.7 times more than 11.35 g/cm3 for lead) and its high atomic number Z = 92 also provide useful solution for g-radiation shielding. It has been used at various occasions at particle accelerators, e.g. at CERN in the UA2 detector.

    Control surfaces on wide body aircraft require heavy counterweights. Tungsten (with density 19.3 g/cm3) or DU is ideal materials for this application where volume constraints prohibit the use of less dense metals. An airplane such as Boeing 747 needs 1,500 kg of counterweight. However, DU for this purpose gets out of fashion due to a few accidents and problems with surface embrittlement.

    2.1 DU Ammunition

    The US Army considered high-density materials such as tungsten and DU as metal in kinetic energy penetrators and tank armor already in the early 1970’s. DU was ultimately selected due to its availability and pyrophoricity. While 50% of tungsten has to be imported, mainly from China (US$ 150/kg in 1980), DU is provided for free to arms manufacturers. Tungsten also has much higher melting point than uranium and lacks pyrophoricity. DU penetrators contain no explosives; they act only by impact and immediate ignition of the dust (500°C). Conventional ammunition does not penetrate DU armor, however DU projectiles are capable of piercing it.

    2.2 Proliferation of DU Weapons

    The United States is no longer the only country with DU munitions. 17 countries including Britain, France, Russia, Greece, Turkey, Israel, Saudi Arabia, Bahrain, Egypt, Kuwait, Pakistan, Thailand, South Korea, Taiwan, and other countries have acquired depleted uranium weapons. Probably NATO countries will follow soon. These weapons were extensively tested on at least 14 sites in the U.S. and also in Britain.

    As of early 1994 already more than 1.6 million tank penetrators and 55 million small caliber penetrators had been manufactured in the U.S. and another 200 million rounds (some part made out of tungsten) had been ordered by 1998. The approximate cost per shell of a 120-mm tank round is US$ 3,300, implying that handling of DU and manufacturing of ammunition takes the lion’s share, whereas the material itself comes almost for free.

    3. Combat and Accidents

    The US military used depleted uranium ammunition on the battlefield for the first time during the Gulf War in 1991. The amount of DU munitions released in Saudi Arabia, Kuwait, and Iraq during the Operation Desert Storm totals to 860,550 rounds and corresponds to 294,500 kg DU, for a total activity of 312 Ci and a-activity of 115 Ci. In addition, 9,720 DU aircraft rounds and 660 DU tank rounds (6,430 kg of DU) burned as a result of a monstrous fire in the ammunition storage area and motor pool at the US Army base in Kuwait.

    Data on the use of DU ammunition are still less well known for the war in Bosnia in 1994-1995 and in Kosovo in 1999. They are estimated to 11,000 and 31,000 rounds, corresponding to a total of 10,000 kg of DU.

    4. Effects of Depleted Uranium

    4.1 Effects of DU Penetrator Impact

    When a depleted uranium penetrator impacts armor, 18 – 70% of the penetrator rod will burn and oxidize into dust. The DU oxide aerosol formed during the impact has 50 – 96% of respirable size particles (with diameter less than 10 mm, conditions very similar to “desirable” particle size for efficiency in chemical or biological warfare), and 17 – 48% of those particles are soluble in water. Particles generated from impact of a hard target are virtually all respirable. While the heavier non-respirable particles settle down rapidly, the respirable DU aerosol remains airborne for hours.

    The solubility of the uranium particles determines the rate at which the uranium moves from the site of internalization (lungs for inhalation, gastrointestinal tract for ingestion, or the injury site for wound contamination) into the blood stream. About 70% of the soluble uranium in the blood stream are excreted in urine within 24 hours without being deposited in any organ and the remainder primarily depositing in the kidneys and bones. The kidney is the organ most sensitive to depleted uranium toxicity. When DU particles of respirable size are inhaled, roughly 25% of the particles become trapped in the lungs, where the insoluble particles can remain for years. Approximately 25% of the inhaled DU is exhaled (particle diameters between 1 and 5 mm) and the remaining 50% is subsequently swallowed.

    4.2 Radiological effects

    4.2.1 The Regulations

    The International Commission on Radiological Protection (ICRP) recommends and the Nuclear Regulatory Commission in the US (NRC) mandates an occupational annual dose equivalent for the whole body no more than 5 rem/year and no more than 10 rem in 5 years. No short-term health effects are detectable at this dose equivalent.

    The non-occupational annual dose equivalent limit for the general public is selected as 100 mrem/year, which is comparable to the average background of 363 mrem/year.

    There are well-defined legal limits for inhalation and digestion of DU.

    4.2.2 Calculated and measured doses

    The impact of one 120-mm tank round with the 5.35 kg DU penetrator on an armored target, with 18 – 70% of the penetrator rod oxidizing into aerosol, is taken as an example. The initial contaminated area from the impact of one DU tank round inaccessible to general public (50 m radius circle) is about 0.8 hectares. If contamination spreads with weather elements up to 38 hectares become inaccessible to general public, with 0.9 nCi/m2 the allowed surface contamination for general public.

    The air contamination after the impact and before the DU dust settles can be estimated to maximum of soluble uranium 16 times higher than the NRC limit for radiation workers and 3,500 times higher than the allowed air concentration for general public. The maximum air concentration of insoluble uranium is 800 times higher than the NRC limit for radiation workers and 180,000 times higher than the allowed air concentration for general public.

    The residual contamination in Iraq 8 years after the end of the Golf War in the oil fields north of Kuwait was measured. It showed radiation levels 35 times above the background over parts of the battlefield and 50 times above the background over the rusting tanks hit by DU ammunition.

    The accumulated dose equivalent becomes significant when spent but unexploded DU penetrators are worn by army personnel as war souvenirs in direct contact with the skin (1,800 rem/year) or when used by children as toys. The skin dose equivalent limit of 50 mrem/year for radiation workers would be reached in about 10 days.

    4.3 Chemical Toxicity

    4.3.1 Uranium Effects on Kidney

    The RAND review on radiological and toxic effects of uranium puts the overall maximum permissible concentration, i.e. concentration of metal in the kidney associated with no significant increase in the frequency of kidney malfunction, at 3 mg/kg of kidney for uranium and calls it a de facto standard.

    Soluble uranium, which is absorbed in the blood circulation within the body, is eliminated rapidly through the kidney in urine. About 67% are excreted within the first day without being deposited in any organ. Approximately 11% is initially deposited in the kidney and excreted with a 15-day half-life. Most of the remaining 22% is initially deposited in the bone (up to 20%), which is the principle storage site in the body, and the rest is distributed to other organs and tissues.

    The Occupational Safety and Health Administration (OSHA) established occupational limits for inhalation of heavy metals. The values for tungsten, lead, uranium in soluble form are 1, 0.05, and 0.05 mg/m3, for insoluble form 5, 0.10, and 0.25 mg/m3, respectively. Current Environmental Protection Agency (EPA) standards set the values at 44 mg/l for groundwater and 20 mg/l for drinking water.

    4.4.2 Gulf War Illness

    An estimate for exposure of a veteran from the Gulf War is difficult to make and studies on the illness came not yet to a final conclusion. More than 10,000 veterans (out of a total of 695,000) reported mysterious illnesses, like muscle and joint pain, chronic fatigue, depressed immune systems, neurological disorders, memory loss, chemical sensitivities, rashes. They may have exceeded the OSHA limit for inhalation of DU by a factor of 3 and the ATSDR minimal risk level intake for general public by 17 times.

    Many factors may have contributed to the ailments, such as·

    • Multiple vaccinations against anthrax and botulinum toxoid
    • Medical treatment with pyridostigmine bromide to counter effects of potential chemical exposure
    • Petroleum from oil fire
    • Pesticide and insect repellants
    • Tropical parasites such as leishmaniasis
    • Depleted uranium dust and shrapnel from DU ammunition and armor.

    It is not clear to which extend DU contributed to the reported illnesses.

    However, there is ample evidence to show that contact with DU ammunition had consequences, especially for children, among them an increase of childhood leukemia in southern Iraqi provinces by a factor of 3 between 1989 – 93, while in the Central Provinces the incidence remained normal. Local concentrations of DU may have been exceedingly high producing this high incidence of leukemia.

    It appears premature to attribute reported illnesses of military personnel to effects of DU ammunition in Kosovo. In Kosovo, similar to Iraq, many parameters may have played a role in producing symptoms, that could be also attributed to the release of chemicals after bombing of factories.

    A study of possible health effects has been made [2], assuming that 100 tons of DU were distributed uniformly over a one-kilometer-wide strip along 100 kilometers on the “Highway of Death” between Kuwait City and Basra, a city in southern Iraq [2]. Under this assumption average dose for someone who lived in the area for a year would be about one millirem – or about 10 percent of the dose from uranium and its decay products already naturally occurring in the soil. The authors came to the conclusion that an individual’s estimated added risk of dying from cancer from such a dose would be about one in 20,000. The doses for heavy metal effects are probably also far below the exposure limits set by OSHA. However, since no exposure and urine tests had been done for two years after the war, it is now too late to draw any conclusions.

    5. Comparison of DU with other risks

    DU is a dangerous material when used as ammunition in war fighting. Obviously, the driver of an armored tank or vehicle, that is hit by a DU penetrator, has a high chance to die from the blast and/or the heat immediately, and he is no longer subject to the consequences of inhaling or digesting DU.

    The spread of DU weighs on the environment and the population, civil or military, in the vicinity of the impact as a long-term consequence. For DU, and likewise for chemical, biological or radiological weapons, the local concentration and time constants of the dispersed material play the important role.

    The legal limit for exposure to chemicals and radioactivity is set such, that values just beyond are not detrimental to human health or the environment. Only an excess value by order(s) of magnitude should give rise to serious concern.

    The consequences of the use of DU ammunition pale in comparison with the other direct and indirect effects of war. As an example may serve the estimated 30,000 unexploded fragmentation bomblets lying on Kosovo’s ground, adding substantial danger to the not yet cleared land mines.

    In order to put the danger from radioactive exposure into perspective the following example may be instructive.

    The risks associated with radioactivity and irradiation in general are, usually, measured in Sieverts. For most people, even scientists, this unit has no real meaning. Therefore, following a suggestion [3], a comparison is made with the risk with similar consequence of producing cancer. Cigarette smoking is such a case. The data are based on the following dose-effect relations: 0.04 lethal cancers per Sievert, 1 lethal cancer per eighty thousand cigarette packs.

    Comparison between effects of some irradiation exposures and cigarette smoking
    Annual dose in millisieverts Equivalent number of annual cigarette packs
    Natural total irradiation
    3
    9
    Radon
    2
    6
    Cosmic Rays
    0.3
    0.9
    Medical X-rays
    0.4
    1.2

     

    Comparison of allowed doses of irradiation to effects of cigarette smoking
    Maximum allowed dose in millisieverts/year Equivalent in cigarette packs/year
    Professionals 20 60
    Public 1 3

     

    6. Conclusions

    Depleted uranium produced as a by-product of uranium enrichment is classified as radioactive and toxic waste and it is subjected to numerous regulations for handling and disposal. Yet the US regulatory limits for general public exposure are exceeded – at least locally and temporarily – up to five orders of magnitude for airborne radioactive emissions and up to 3 orders of magnitude for residual radioactive contamination when DU ammunition has been used in battlefield. The use of DU ammunition, perhaps the most effective new weapon, was not publicly revealed until a year after the Gulf War. These weapons have an indiscriminate character and can have adverse health effects not only on combatants but also on the population at large. Precautions could have been taken to limit possible health effects for the combatants and the civil population, and immediate medical tests could have removed a lot of ambiguities of the effects of DU ammunition.

    Cancer can be the expected long-term consequence of both the radiological and toxic effects of depleted uranium exposure, albeit with an extremely low probability.

    In 1996 the UN Subcommittee on Prevention of Discrimination and Protection of Minorities passed a resolution in which they “urged all States to be guided in their national policies by the need to curb production and spread of weapons of mass destruction or with indiscriminate effect, in particular nuclear weapons, chemical weapons, fuel-air bombs, napalm, cluster bombs, biological weaponry, and weaponry containing depleted uranium”.

    If nothing else, the double standard for DU in radiation protection and handling of low radioactive waste in the civilian sector on one hand and by the military on the battlefield on the other is morally and legally untenable.

    The manufacturing and use of DU weapons is a new man-made problem that should be addressed by the international community on an appropriate level. However, it pales compared to major, other unsolved problems in arms control. There is not yet an implementation program for the biological weapons convention (BWC, ratified in 1972!)! The elimination of enormous stockpiles of chemical weapons may take decades, but there is at least a working implementation body of the Chemical Weapons Convention (CWC). The number of nuclear warheads does not shrink, only some of their delivery vehicles are being discarded, slowly approaching the limit set in the Strategic Arms Reduction Treaty (START II). The Anti-ballistic Missile Treaty (ABM) is in danger to be discarded, the Test-Ban Treaty (TBT) is not yet ratified by all Nuclear Weapon States (NWSs), and major possessors of land mines have not signed up to the Ottawa Treaty.

     

    7. Some Selected References

    [1] Review of Radioactivity, Military Use, and Health Effects of Depleted Uranium Compiled by Vladimir S. Zajik, July 1999 http://members.tripod.com/vzajic/

    [2] After the dust settles Steve Fetter & Frank von Hippel The Bulletin of Atomic Scientists, November/December 1999, pp. 42-45

    [3] Global warming or nuclear waste – which do we want? H. Nifenecker and E. Huffer europhysics news March/April 2001, pp. 52- 55

    Some radiation units:

    1 Curie = 1 [Ci] = 37·109 decays/second or = 37·109 Becquerel = 37·109 [Bq] 1 milliCurie-of-intensity-hour = 1 Sievert = 1 [Sv] 1 Sievert corresponds approximately to 8.38 Roentgen

    1 rem = roentgen equivalent man
    The dose equivalents for the uranium isotopes 238U, 235U, and 234U and their decay products uniformly distributed in the whole body are 1.28, 1.30, 1.32 [(mrem/year)/(pCi/kg)].

  • The History of Defense Systems and Remarks on the National Missile Defense

    “Our scientific power has outrun our spiritual power. We have guided missiles and misguided men.”

    Martin Luther King, Jr.

    1. Introduction

    This is a timeless article, for there has never been a time in history when some tribe or nation has not been contemplating actions and policies that lead to war or peace. During the history struggle arose frequently between families, clans, small and large population groups, first about chasing ground for animals, then possession of arable land, and finally about mineral resources. Local fights spread with time to larger areas. Was it first fists and teeth the main weapons, soon humans learned to prepare special tools for fighting each other. In parallel they developed means of body protection by armor, and to surround their living quarters with fortifications. Each advance in offensive weapons was countered by defensive structures, mostly in this time sequence. First all developments stretched over longer periods, but intervals are getting smaller and smaller with progress in technologies and science. It is the aim of this talk to describe briefly the major defense systems, culminating in the proposed Star War idea, developed by President Reagan, who claimed that it would make all other weapons obsolete. This claim had already been made for other weapons at earlier times in history. Will the National Missile Defense idea do what is advertised, or will it lead only to new arms race? Are we willing to learn from historical precedents?

    There is another underlying pattern to defense policy. Soldiers and statesmen are forever laying the pavements of good intentions that lead to the hell of military conflict. The process is endless and will not be interrupted before there is societal understanding of the patterns that lead to destruction and a modification of the behavior on the basis of that understanding. One such pattern is the predilection of tribes and nations to choose their statesmen from the ranks of a military hero [1]. The transition from soldier to statesman may occur at any phase of the career. We all know of the political path taken by General Eisenhower, Captain Truman, Lieutenant Kennedy, Corporal Hitler, and Shepherd David as they make the transition from military hero to national leader. We see the same pattern with General Powell, becoming Secretary of State, and perhaps in four years time President of the strongest nation in the world. It looks that the training, temperament and skills of the soldier are diametrically opposed to the training, temperament and skills of the statesman.

    2. Lifetime and efficiency of defense systems

    Built-up of defense systems is as old as any offense activity. There is no defense system that could withstand forever attack, and no defense system is even at the start perfect. To quote Hellmuth von Moltke: Offence is the straight way to the goal, whereas the defense is the long way around. A few of such systems will be briefly discussed:

    2.1 The Great Wall

    The Chinese Great Wall can be considered as the longest living defense system. It stretched over a length of 6’300 km from the Yalu River (Gulf of Chihli) to Jiayuguan (Central Asia). It has been built and rebuilt during almost 2’000 years, beginning with the interconnection of walls which surrounded small kingdoms. The major construction periods start with the 4th century BC, were accelerated by the first Chinese Emperor Qin 220-206 BC, using almost a million compulsory labor including some 300’000 soldiers. Maintenance work in the 7th century caused a death toll of half a million workers within ten days. A major upgrade was made during 1368-1644 in the Ming Dynasty (5’660 km). The fortification consisted of a 9-meter high wall and about twenty-five thousand alarms towers 13-meters high. Signals could be transmitted over a distance of 2’000 km in 24 hours. During the Qin reign 180 million cubic meters rammed earth provided for the core of the wall (10 meter thick, 5 meter high). The aim of the Wall was to protect against Huns. However, this fortification never performed properly as defense line. In 1208 Dschingis-Khan broke through the Wall and China was liberated again only in 1368. In 1644 the Wall was opened by the treason of a general near Shanghaiguan, where it had the formidable height of 16 meter and a width of 8 meters. The Wall degraded and its remains are since not more than a tourist attraction.

    2.2 The Roman Limes

    In comparison the Roman Limes was a much less ambitious defense building. The best known part was in the western part of Germany spanning between the Rhine and Danube Rivers. Building had been started in 9 AD, and it was reinforced between 117-161 AD. It had a length of 480 km, and consisted of a 3-meter high palisades and watch towers. It fulfilled its intended function only until 260 AD, when Alemanni broke through. Romans built similar Limes in Great Britain, Anatolia, and Syria in 2nd century AD, again with relatively short lifetimes.

    2.3 Castles and city walls

    Castles and city walls were the preferred fortifications for small city-states. Their efficient lifetime was at the best a couple of hundred years, before they were destroyed with the help of gunpowder, canons, and fireballs. Metallic armor of mercenaries turned out to reduce mobility, could not protect the horses of the horsemen, and got soon out of fashion.

    2.4 Defense lines in the 20th century

    The lifetime of fortifications built in the first half of the 20th century decreased rapidly.

    2.4.1 The French Maginot Line connected some modern fortresses, which hold out during World War I. Built in the 1930s, it presented a tremendous advance over previous fortifications and had all imaginable comfort for the defenders to offer. It was built along the French-German border, but not extended to the French-Belgium border, assuming Germans would respect in any conflict the neutrality of Belgium and The Netherlands. Germany did not behave as expected in World War II and its troops marched in 1940 through the northern flank into France, attacking the fortifications from the rear side.

    2.4.2 The counter part of the Maginot Line was the German West-Wall, a much less elaborated defense structure. It was not needed at the very beginning of World War II, but demonstrated some efficiency towards its end in 1945.

    2.4.3 Following the occupation of France in 1940 Germany built up the Atlantic-Wall. Its major fortifications were built near the smallest part of the English Channel, where it was expected that allied troops would try to land. This turned out to be a miscalculation by the German headquarters combined with an underestimation of air troopers that could land behind the Atlantic Wall.

    2.4.4 Antiaircraft canons, developed between the two World Wars, became increasingly worthless due to countermeasures in form of chaff (aluminized paper) used in WW II, that distorted radar images and simulated planes where there were none. High-flying planes flying could only be reached with insufficient accuracy.

    2.4.5 Reagan’s Star War program did not get beyond a preliminary design study, since scientists showed that laser canons could neither produce nor send the desired energy density towards incoming missiles to destroy them.

    The above examples show that time intervals are getting shorter between building of new defense systems and for their efficient use. This very preliminary study of some major defense systems and their “effective” lifetime has been made in order to find out if there is a pattern that might help to predict the performance of future developments. Any such development starts slowly, rises to maturity, and then declines in its efficiency. Rise and decline time may vary considerably from case to case, may have a steep rise and a slow decline, or vice versa, or may be Gaussian. A reasonable scientific description could be done by fitting the data by a Gaussian-like curve and define the efficiency by the full-width at halve maximum. This was not (yet) done for the present study. Instead best estimates for the start-up and complete demise were given. Figure 1 shows a plot (for convenience on a double logarithmic scale) of the so defined useful lifetime of defense installations/methods over two-and-a-half thousand years. In this plot is indicated for each system by whom or by which technical development the system became obsolete. A straight line can represent the data. No effort has yet been made to evaluate error bars, to define the slope, and to represent this line by an equation.

    Since this eyeball-fitted line represents so well the events during a very long period of human history, temptation is great to extrapolate it into the future. Doing so leads to the conclusion that defense mechanisms will become obsolete almost immediately after putting them into place. Taking an extreme view, it could mean that the National Missile Defense would not even see the light of the day before being made obsolete by countermeasures.

    Only time will show the validity of our extrapolation.

    2.5 Shift of warfare from ground to air

    A change in theory and practice of warfare becomes obvious during the later part of the 20th century. Was the practice in earlier epochs mainly composed of political, economic and military elements, it is now increasingly influenced by technological, scientific and psychological elements. In previous centuries the theory of warfare had been subdivided into a strategic part, considering wide spaces, long periods of time, large amount of forces as a prelude to battlefield, and the tactic part, which was just the opposite to the former. A distinction between strategic and tactic blurred since World War I (WW I) and especially during World War II (WW II). Surprisingly to the author, this distinction between strategic and tactic is still kept for nuclear weapons, and finds expression in the START and INF treaties.

    Whereas warfare during WW I was mainly on ground and at sea, and airplanes played only a secondary role for recognition purposes, a dramatic shift occurred during WW II. Weapon systems reached further and beyond front lines.

    Defense systems crumbled, anti aircraft canons became militarily impotent during massive air raids. German V1 and V2 rockets reached almost unimpeded their targets on the British Island. The only defense against these rockets in the forties was to bombard their launch pads. The recent Kosovo War demonstrated even more vividly that defense against planes, now flying at considerably higher altitudes, by anti-aircraft canons is a hopeless enterprise.

    The second half of the 20th century witnessed a dramatic improvement of the rudimentary German WW II rocket technology, promoted on the other side of the Atlantic and now common knowledge in most industrialized countries. These missiles can transport nuclear warheads, and of less military value, chemical and biological weapons [2]. A majority of people condemns these weapons, called Weapons of Mass Destruction (WMD), and demands their elimination. However, some countries believe they need WMDs for deterrence, but deny their possession for others. The escalation of the arms race during the Cold War led to plan for comprehensive antimissile defense systems for both super powers. Fortunately, the Anti-Ballistic Missile Treaty (ABM), concluded in 1972, limited drastically, and still does, such an out-of-control development.

    3. Missile defense activities since the 1980s

    President Reagan’s speech on March 23, 1983 was the starting point for the Strategic Defense Initiative (SDI). The military-industrial complex eagerly picked up the idea. Even the industry in several NATO countries was encouraged to get involved, however not in their desired way in front-element technologies.

    Concerned, eminent scientists made feasibility studies, culminating in the “Report to The American Physical Society of the study group on Science and Technology of Directed Energy Weapons” [3]. Soviet scientists made a similar study [4]. Both groups came to the conclusion that most of the systems would not work as advertised or even not at all. The latter is the case for space-based laser canon [5]. The software aspects cause another tremendous hurdle [6]. A discussion of the results of these two documents is beyond the scope of the present paper. The reader is referred to the original literature, which remains a valid document up to date.

    Considerable amount of money was wasted during the years following Reagan’s proposal. Deception of the public about supposed successes played a role in promoting SDI [7, 8]. However, the topic did for several years no longer make any headlines. Public awareness was reawakened only during the first Gulf War. Unfounded success stories and tests were then sold to the public, which does mostly not understand the basic science and technology behind such claims. During CNN broadcasts, the military commanders claimed a widely exaggerated success rate of the Patriot missile in shooting down Scud missiles coming from Iraq. The General Accounting Office found that only nine percent of the Patriot-Scud engagements are supported by the strongest evidence that an engagement resulted in a warhead kill. The Patriot’s supposedly near-flawless performance may be one of the greatest myths in weapons history. As Winston Churchill once said “In war truth is such a precious good that it has to be surrounded by a strong body guard of lies”.

    The Patriot was originally designed to shoot down aircraft. In the 1980s, it was given an upgrade and a modified warhead to give it a limited capability to defend against short-range ballistic missiles. The Scuds were flying over 3,600 km per hour faster than the Patriot had been designed to deal with. The Patriot must detonate when it is within a few meters of the Scud to have a high probability of destroying the warhead [9-11].

    During the Clinton presidency SDI was revived, now only under another name, as National Missile Defense (NMD). An excellent description of all aspects of NMD, written for general public, can be found in [12]. NMDs task is advertised as a defense against a small number of missiles coming from rogue states. NMD consists actually out of two components: the Theater High Altitude Area Defense (THAAD) and the Ballistic Missile Defense (BMD). A shift of SDI from Directed Energy Weapons (DEW) to Kinetic Energy Weapons (KEW) occurred [13, 14].

    NMD does no longer rely on space-based laser canons, in so far becoming more realistic. It is supposed to destroy warheads in mid-course, but this policy may still change to the easier boost-phase interception [15].

    NMD is planned to protect against both, so-called theatre missiles and strategic (intercontinental) missiles. Such a development is seen by the departing and the incoming administration of the U.S. as a positive step in the right direction, but by a majority of other countries as counterproductive and giving rise to an unlimited arms race [16-20].

    3.1 Countermeasures

    First tests of BMD are very far from successful [21-23]. Will the BMD system be effective? The answer will depend among many other questions to be solved on the effect of countermeasures on the kill probability. It appears to be highly impossible to protect entire countries against missile attacks, as it is claimed by the United States.

    The kill probability is one of the key technical parameters for evaluating the effectiveness of a missile defense system. The higher the kill probability is, the more effective the defense system will be. Inevitably, a missile defense system will be challenged by countermeasures, which may decrease the kill probability. There are three different kinds of them against THAAD system: infrared stealth, radar interference and decoys. A brief qualitative discussion of these measures follows.

    3.1.1 Infrared stealth

    The endgame phase of an intercept begins when the infrared (IR) sensor built in interceptor’s kill vehicle (KV) acquires the target. The distance between the KV and the target at the beginning of the endgame is the so-called acquisition range. During the whole endgame phase, the KV maneuvers according to target’s trajectory information provided by the IR sensor to put itself on a path that leads to a direct hit with the target. For realizing a hit, enough endgame time, which is to say large enough acquisition range, is needed for the KV to correct its current velocity and position errors.

    Against IR sensors, there may exist several kinds of countermeasures; among which to shorten the acquisition range to an unacceptable level is a common one, known as IR stealth. For a given IR sensor and background noise, the acquisition range depends mainly on temperature, material and sizes of the target. The most effective way of realizing IR stealth is to chill the target to very low temperature since IR radiation decreases quickly with temperature. Dry ice or liquid nitrogen will do the job, being filled into the space between shroud and thermally insulated layers.

    3.1.2 Radar interference

    The X band ground based radar (GBR) is one of the most important components of the THAAD system. The GBR detects, acquires and tracks targets before interceptors could launch. When a certain tracking accuracy is achieved, interceptors are committed to their targets and launched, then the GBR continues to track the targets and issues updated target information through BMC4I system to the interceptors and KVs to guide their boost phase flights and midcourse flights respectively. When a KVs midcourse flight finishes and its endgame flight begins, the KV is delivered to the hand over point where the IR sensor of the KV is expected to acquire the target. The so-called hand over point is actually an error basket in space. To achieve a successful intercept, the basket has to satisfy two conditions: (1) at the hand-over point, the KV is at the position where it can acquire the target, (2) the KV’s position and velocity vector at the moment insures that the resulting zero effort miss distance (ZMD) error is within the KV’s maneuvering capability. On the one hand, the above two conditions depend mainly on the GBR’s capability to accurately predict the trajectory of the target. On the other hand, the KV’s capability of removing ZMD error is limited by the amount of fuel it carries and the total time of flight (TOF) during the endgame that is available for the KV to maneuver.

    In addition to GBR information obtained from satellites may be used for tracking. Their jamming could then be also being an effective countermeasure.

    3.1.3 Decoys

    Decoys or false targets are a most commonly used countermeasure. They are required to simulate some physical characteristics of the real reentry vehicle (RV), like size, shape, and temperature, speed etc., according to their task. The discrimination distance plays an important role. KP drops as discrimination distance decreases.

    Typical velocities of strategic targets are 7 km/s, and for theater targets 5 km/s. Calculations show that the KV with a speed of about 5 km/s will have nearly the same kill probability against strategic missiles as against theater missiles. It strongly suggest that a defense system with same performances would be nearly as capable in intercepting strategic missiles as in dealing with theater missiles if its performances and reliability are proved in testing against theater missile targets. The KV should explode when it is at about 4 meters away from the target. This requires timing within a fraction of a millisecond.

    3.2 Kill what and when?

    There is no doubt that weapons attain more destructive power over time, as was the case with the switch from TNT to nuclear explosives. There is no longer a strong relation between power and number of weapons as in a classical war. The population agglomeration gets denser, and therefore the vulnerability of the civil population increased and effects them physically and morally.

    BMD is advertised as an efficient means to protect the United States and its allies from weapons of mass destruction (WMD). It assumes that the main threat is coming from missiles, which could transport nuclear, chemical or biological warheads. The author has argued that delivery of biological and chemical agents this way is extremely inefficient and highly improbable [2]. The main danger is originating from nuclear warheads. They are getting so compact that countries of concern or terrorists can choose many other ways for transportation.

    Whatever the load the warhead contains, an intercept with a kill vehicle can cause two effects, which are rarely discussed in detail: Firstly, it can destroy either the propulsion part of the weapon (if any is still connected with the warhead), or the warhead itself, or both. Secondly, it could leave the warhead intact, but gives an additional momentum to it, causing a deviation of its trajectory.

    Can warhead destruction always considered to be an advantage or can it have detrimental effects?

    The destruction of the warhead will leave debris behind, which will essentially follow the original trajectory. The parts will hit ground somewhere. Since an intercept will happen at high altitude, chemical or biological material will be distributed over wide space. The agent will probably not have severe effects on humans, since its density at ground level will not reach the necessary, critical value to cause adverse health effects. An exception might be with plutonium, where strong negative long-term effects at ground level might be expected.

    In case the warhead remains intact and its trajectory is changed in an unpredictable way, effects during landing at another than the originally targeted place may be advantageous or not for the attacked country.

    4. Who should make decisions?

    Clemenceau once said: Modern war is too serious a business to entrust it to soldiers. This statement could be modified and enlarged: “Preparation for peace through building of defense systems is too serious a business to be handled by military heroes, since it may lead to modern war.”

    The 20th century has seen already one hero as statesman, Adolf Hitler, who considered himself as the greatest strategist of all times (Grösster Feldherr aller Zeiten). The world experienced the consequences of his ‘leadership’. The 21st century needs diplomats and not heroes, heads of state who are able to address questions of the international economy, market interventions, unanticipated crisis, all by peaceful methods.

    Fortunately, no decision on NMD had been made during the Clinton administration [24, 25]. However, the probability for a rush into failure at the beginning of the Bush administration looms on the horizon. A starting point of the new government could have been to limit the influence of military people in the decision making process. However, the choice of a military hero, General Colin Powell, to head the State Department, points in the wrong direction. General Powell is three things Mr. Bush is not: a war hero, worldly wise and beloved by Afro-Americans. That gives him a great deal of leverage. It means that Mr. Bush can never allow him to resign in protest over anything. The Bush team will be serious about what the Clinton team was not serious about, which is about intervening militarily [26]. This is the way generals are trained for.

    There should be an open discussion within the largest existing military pact, the NATO, on its necessity after the end of the Cold War and of its eventual dissolution. Building new defense systems should not jeopardize disarmament treaties. In particular the cornerstone, the ABM Treaty, should be maintained.

    For some four decades, deterrence was at the center of U.S. defense policy. There were three important features to it. First, it sounded robust without being reckless. Second it was hard to think of a better way to make sense of a nuclear inventory. Third, it seemed to work. A re-evaluation started with Reagan’s Strategic Defense Initiative, which was based on the idea that it was better ‘to protect than avenge’. The problem with NMD is that it is likely to aggravate other problems, in particular the already tense relations with Russia and China. Worse, it could provide an illusion of security that, if ever tested, might come tragically apart. It may be wise to use deterrent threats only sparingly, but it can hardly make sense never use them at all [28.29].

    Many prominent scientists should reevaluate, if deemed necessary, their assessment of SDI and extend it to NMD. Scientists in the big weapon laboratories should be given tasks that are addressing more urgent problems of society, such as changes in means of energy production, protection of the environment, to name a few challenging tasks. Scientific evaluation, like the one that had been done by a group of prominent experts in the case of SDI, should get more weight than the judgement of military heroes.

    Should the American government pay more attention to the will of the people? Answers during a recent poll in the U.S. [18] on the question “Which of the following do you think is the most important issue facing the country today: Education, Medicare, health care, fight crimes/drugs, economic growth, crack down on illegal guns, cut taxes, strong military, national missile defense?” show that NMD has an extremely low priority of 1 percent, and a strong military a marginal 4 percent. This overwhelming disinterest is a clear sign that the drive for NMD is to search elsewhere. A good candidate may be the military-industrial complex.

    5. Conclusion

    There are an infinite number of better and necessary actions to be taken by any responsible government than to build the equivalent of a “National Missile Defense”, that has a high chance not to work at all. Not long ago a well-known physicist had to testify on the feasibility and efficiency of such a system during a hearing at an U.S. Senate’s Committee. He had been asked if NMD would work. It is reported that he thought for a short while, then came up with a resounding “YES”, and after a pause he added, “provided the adversary collaborates.” Even such an answer seems to me still too optimistic.

    6. References:

    [1] Hero as Statesman, Political Leadership in Military Defense Edited by John P. Craven Readings for Leaders, Harland Cleveland, Volume I Hubert H. Humphrey Institute of Public Affairs, University Press of America, 1988

    [2] The Concept of Weapons of Mass Destruction: Chemical and Biological Weapons, Use in Warfare, Impact on Society and Environment, Gert G. Harigel Seventh ISODARCO-Beijing Seminar on Arms Control, Xi’an, October 8-13, 2000,

    [3] Report to The American Physical Society of the study group on Science and Technology of Directed Energy Weapons N. Bloembergen, C.K.N. Patel, P. Avizonis, R.G. Clem, A. Hertzberg, T.H. Johnson, T. Marshall, R.B. Miller, W.E. Morrow, E.E. Salpeter, A.M. Sessler, J.D. Sullivan, J.C. Wyant, A. Yariv, R.N. Zare, A.J. Glass, L.C. Hebel Reviews of Modern Physics, Vol.59, No.3, Part II, July 1987, S0- S201

    [4] Space-Strike Arms and International Security, Report of the Committee of Soviet Scientists for Piece, Against the Nuclear Threat, Moscow October 1985

    [5] Physics and Technical Aspects of Laser and Particle Beam Weapons for Strategic Defense, R.L. Garwin, 1986, submitted to Physikalische Blätter

    [6] Software Aspects of Strategic Defense Systems, David Lorge Parnass, American Scientist, Volume 73, 432-440, September-October 1985

    [7] Aspin Confirms Deception Plan Existed to Promote SDI Program Dunbar Lockwood Arms Control Today, October 1993, pg. 18

    [8] Strategic ‘Deception’ Initiative John Pike Arms Control Today, November 1993, pp. 3-8

    [9] The Patriot Myth: Caveat Emptor John Conyers, Jr. Arms Control Today, November 1992, pp. 3-10

    [10] The Patriot Debate: Part 2, Letter to the Editor Frank Horten Arms Control Today, January/February 1993, pp. 26/27 Author’s Response, Arms Control Today, January/February 1993, pp. 27, 29

    [11] The Patriot Debate: Part 3, Letter to the Editor Theodore A. Postol and George N. Lewis Arms Control Today, March 1993, pg. 24

    [12] Defense Mechanisms Kosta Tsipis The Sciences, November/December 2000, pp. 18-23

    [13] Theater Missile Defense Programs: Status and Prospects John Pike Arms Control Today, September 1994, pp. 11-14

    [14] The Clinton Plan for Theater Missile Defenses: Costs and Alternatives David Mosher and Raymond Hall Arms Control Today, September 1994, pp. 15-20

    [15] Boost-Phase Intercept: A Better Alternative Richard L. Garwin Arms Control Today, September 2000, pp. 8-11

    [16] Missile Defense: The View From the Other Side of the Atlantic Camille Grand Arms Control Today, September 2000, pp. 12-18

    [17] A Pause in Unilateralism? Jack Mendelsohn Arms Control Today, October 2000, pp. 21-23

    [18] No Pressure From the People Mark S. Mellman, Adam Burns, Sam Munger Arms Control Today, October 2000, pp. 19, 20, 23

    [19] Security: The Bottom Line Jack F. Matlock, Jr. Arms Control Today, October 2000, pp. 17, 18, 24

    [20] Facing the China Factor Banning Garrett Arms Control Today, October 2000, pp. 14-16

    [21] Ballistic Missile Defense: Is the U.S. ‘Rushing to Failure’? John Pike Arms Control Today, April 1998, pp. 9-13

    [22] Mixed Results in U.S. TMD Tests Wade Boese Arms Control Today, September 2000, pg. 29

    [23] Officials Testify on National Missile Defense, Assess Program Wade Boese Arms Control Today, October 2000, pp. 25, 29

    [24] National Missile Defense, the ABM Treaty And the Future of START II Arms Control Association press conference, Arms Control Today, November/December 1998, pp. 3-10

    [25] Where Do We Go From Here? Harold Brown Arms Control Today, October 2000, pp. 12-13

    [26] Powell, a Serious Man to Be Tested Before Long Thomas L. Friedman International Herald Tribune, December 20, 2000

    [27] Does Deterrence Have a Future? Lawrence Freedman Arms Control Today, October 2000, pp. 3-8

    [28] Finding the Right Path Joseph R. Biden, Jr. Arms Control Today, October 2000, pp. 11, 24

    Years “Efficient lifetime” of defense systems

    2000 – ————– Chinese Great Wall – Huns

    1000 –

    500 –

    —- Upgraded Great Wall – Traitor 200 – — Roman Limes — Complete metal armor – Horses unprotected Alemanni — Castles in Europe – Gun powder

    100 –

    50 –

    20 – Antiaircraft canons – Planes too high

    10 – — Maginot Line – Attack from behind

    5 – – German West Wall – limited efficiency (‘Siegfried Line’) – Atlantic Wall – Disembarkation in Normandy

    2 – – SDI – Scientists

    1 –

    0.5 – – Safeguard ABM – Maintenance cost

    0.2 – NMD ? Decoys Jamming Cooling of radars of missiles

    0.1 500 500 1000 1500 1800 1900 1950 1980 1990 1995 1998 2000 BC AC Year

    Forum on “The Missile Threat and Plans for Ballistic Missiles Defense: Technology, Strategic Stability and Impact on Global Security”

    Istituto Diplomatico “Mario Toscano” and Parliament, Library Room “Il Refettorio” Rome, Italy, 18-19 January 2001